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Businesses The Almighty Buck United States

Biggest Banks Sue the Federal Reserve Over Annual Stress Tests (cnbc.com) 66

A group of banks and business groups are suing the Federal Reserve over the annual bank stress tests. From a report: The Bank Policy Institute, which represents big banks like JPMorgan, Citigroup and Goldman Sachs, is joining the American Bankers Association, the Ohio Bankers League, the Ohio Chamber of Commerce and the U.S. Chamber of Commerce to file the suit, which they said aims to "resolve longstanding legal violations by subjecting the stress test process to public input as required by federal law."

The groups said they don't oppose stress testing, but that the current process falls short and "produces vacillating and unexplained requirements and restrictions on bank capital." The Fed's stress test is an annual ritual that forces banks to maintain adequate cushions for bad loans and dictates the size of share repurchases and dividends. After the market close on Monday, the Federal Reserve announced in a statement that it is looking to make changes to the bank stress tests and will be seeking public comment on what it calls "significant changes to improve the transparency of its bank stress tests and to reduce the volatility of resulting capital buffer requirements."

Biggest Banks Sue the Federal Reserve Over Annual Stress Tests

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  • by Rosco P. Coltrane ( 209368 ) on Tuesday December 24, 2024 @09:48AM (#65036591)

    Because they fail it.

    That's reason enough to keep it. The banking and financial sector is one of those industries with which you can be pretty sure anything they don't want is good for you.

    • by Baloo Uriza ( 1582831 ) <baloo@ursamundi.org> on Tuesday December 24, 2024 @09:52AM (#65036609) Homepage Journal
      This, right here, is the winning answer. They're welcome to stop playing and get out of the game if they don't like it. If their excuse is that they're too big to fail, then it's time to nationalize them because "too big to fail" means "capitalists can't be trusted to run this".
    • Because they fail it.

      Because:

      1. The requirements on capitalization keep changing
      2. The changes are not clearly explained
      3. Little guidance is offered as to how to comply with the changes
      4. It's not explained why the changes are made or what they are based on

      There has been a shift in how a lot of government regulation has been done. It used to be an agency would create regulations, and offer guidance on how exactly to be in compliance with a regulation. They have been getting skimpy with the guidance as of late.

      • Billion dollar banks with entire floors of lawyers are having trouble interpreting these regulations? I call bullshit.

        • by Tailhook ( 98486 )

          having trouble interpreting these regulations?

          Once again, Upton Sinclair illuminates the circumstance: "It is difficult to get a man to understand something when his salary depends on his not understanding it."

          I doubt, however, that there is no truth to the charges. Regulating capital requirements should not involve high frequency changes that can plausibly be accused of being arbitrary and difficult to understand. So obviously this has become yet another avenue of political pull for politicians, banks and their beneficial interests.

          • by taustin ( 171655 )

            It all depends on the regulations, and how they're written, and how they're conceived to begin with. For an example of how poorly (and confusingly) written regulations can be, take a look at California sales tax a few years back, when they decided that yes, food should be tax free, but "junk" food shouldn't. For a while, if you bought on package of Twinkies, it was taxed as "junk" food, but if you bought a whole case of the exact same item, it wasn't, because bulk food was exempt. Maybe. Nobody could really

        • by HiThere ( 15173 )

          That's actually quite possible. Most user application interfaces are ambiguous even with maximum intent to be plain. If someone is using a lot of "you know what I mean" in their explanations, nobody can understand what they mean.

          Lawyers aren't really good at understanding regulations, just at predicting how the courts will interpret them. (And at predicting what the courts will accept as an "honest mistake".)

    • by pavon ( 30274 ) on Tuesday December 24, 2024 @11:46AM (#65036789)

      The Fed wants to keep the details secret and vary them frequently so the banks aren't over optimizing to the test. This makes senset, for example with standardized crash testing it is common for cars to perform great on the exact crash scenario tested for, but poorly on off-nominal crash scenarios that occur in the real world.

      On the other hand, secret laws and regulations are antithesis to free society because how can you justly expect anyone to follow rules when you won't tell them what the rules are. And since the banks are required to modify their behavior if they fail these tests, then the tests are effectively regulations.

      A fair solution would be to have the test published ahead of time, but still change frequently adapting to what the Fed perceives as gaming of the test. The problem is that going through the normal regulation process with comment periods and such takes a good two years at least, and the Fed would like to move faster than that.

      • by AmiMoJo ( 196126 )

        You simply do it the way they do exams. You set the parameters for what banks should be doing, and then randomly test a subset of them. The bank can't know which parts will be tested so has to prepare for all of them.

        It's fair because the parameters are published. They are whining that they just want to know what is on the test and only prepare for that.

    • by piojo ( 995934 )

      Because they fail it.

      That's reason enough to keep it. The banking and financial sector is one of those industries with which you can be pretty sure anything they don't want is good for you.

      Is that a fact? The stress tests my bank does on its own are supposedly more stringent than the federally mandated ones. That agrees with what the article says: the current test "falls short".

      And while I don't understand all the nuances of hedging, my understanding is that this stress testing doesn't necessarily mean a bank needs to have a larger cash reserve. It may mean the bank may need to balance their investments so for example if the Yen goes down, they have balanced investments that will rise and fal

  • by Fly Swatter ( 30498 ) on Tuesday December 24, 2024 @09:50AM (#65036601) Homepage
    The problem with bankers is that they think their customer's money is their own. My public input is tough luck banker.
  • And too big to jail.
    • And too big to trust to capitalists. Any business that's "too big to fail" is too big to not nationalize.
    • Lets make immortal corporations, grant them legal personhood, create a judicial system that will enforce psychopathic mandates (shareholder lawsuits for not ruthlessly pursuing profits at all means), give them corporate welfare, and then never jail or kill them.

      How might this turn out?

  • Noooooo (Score:5, Informative)

    by Virtucon ( 127420 ) on Tuesday December 24, 2024 @09:56AM (#65036613)

    S&L scandal, bailed out by taxpayers
    Recession of 2008, bailed out by taxpayers

    Sorry, you guys have proven you can't be trusted. Now does the Fed need more oversight from Congress? Yes.

    • by dstwins ( 167742 )
      Actually the fed doesn't need more oversight from congress because then it exposes them to even more political influence/lobbying efforts and skewed perceptions which tend to favour large enterprises and the rich as opposed to the lowest common denominator (ie: average citizens). The problem is the financial system in the US is quite complex and large so it takes a while for changes to happen because they have to see and make sure that changes in one area don't screw up something really bad in another area
    • Did you read the complaint? Do those sound like safe to ignore situations?

      Do I want to only do what they say blindly? Nope. But who would?

      This was just "hey, something seems wrong here" right? Or did I miss something? I didn't understand why they made this statement publicly. Why didn't they just contact the agency and see what can change? There must be a process in place to hear from industry. If there isn't... start one.

    • In the S&L fiasco, the ownership of failed S&L's was zeroed out, so the owners lost their entire investment. In the banking fiasco, the banks (with few exceptions) did not fail, though many should have. Therefore, the owners kept their investment even though they should have lost their shirts. The difference was appalling and dramatic, a true FU to the public by both Bush and Obama.
  • Big banks want a return on their purchase of the Supreme Court. Curious considering what the Federal Reserve is.

  • It's because Trump (Score:2, Insightful)

    by rsilvergun ( 571051 )
    I know nobody here wants to hear it ("why does rsilvergun make everything so political!!!) by MMWs they're doing this because the DOJ and Supreme Court won't fight back.

    I'll remind you of several things:

    1. These regulations were passed to stop another 2008.

    2. The incoming president is going around saying we should invade Panama and make Canada the 51st state. Yeah, it's funny and all, but the markets don't like uncertainty.

    3. The tariffs and billionaire tax cuts are going to spike inflation and
    • by jythie ( 914043 ) on Tuesday December 24, 2024 @10:45AM (#65036699)
      Ah, but the important part is that the consequences will not hit till after Trump (or at least the midterms) when democrats are in control again. That has been the playbook for decades... do a bunch of stuff that makes some short term cash, have the next democrat administration clean up the mess, and then campaign on 'look at how good the market was under the republican, and how much things hurt under the democrat!'
      • also known as the two santa strategy.

      • We usually get 8 years of the Democrats fixing shit before 8 years of the Republicans fucking it up.

        Biden Got us a soft landing, meaning we didn't go into a formal recession or depression as a result of inflation and Federal reserve interest rate hikes, which was a miracle.

        But that's all he was able to do in 4 years, realistically Biden really only had two years before the Republicans got control of the house and blocked basically everything.

        So Trump is going in with absolutely no guardrails an
    • I know nobody here wants to hear it ("why does rsilvergun make everything so political!!!) by MMWs they're doing this because the DOJ and Supreme Court won't fight back.

      I'll remind you of several things:

      1. These regulations were passed to stop another 2008.

      2. The incoming president is going around saying we should invade Panama and make Canada the 51st state. Yeah, it's funny and all, but the markets don't like uncertainty.

      3. The tariffs and billionaire tax cuts are going to spike inflation and the federal reserve will respond with interest rate hikes, all but guaranteeing a recession w/o a ton of efforts by the President to stop it. A president who in theory can't run again...

      4. Crypto currency is being integrated into our banking system and economy in much the same way 2008's mortgage backed securities were...

      Even one of the 4 above could trigger a recession. All 4? At once? We're looking at a Depression.

      And all 4 are only possible because of politics. Like it or not, everything's political. Sticking your head in the sand doesn't change that.

      Your comments ignore the crux of the issue: the toxic involvement of the U.S. Chamber of Commerce and big banks in dictating fiscal policy for their own benefit. Let us be clear: this lawsuit is not about protecting the economy or ensuring financial stability—it is about dismantling safeguards put in place after the 2008 financial crisis, safeguards designed to prevent exactly the kind of predatory capitalism that groups like the U.S. Chamber of Commerce champion.

      The 2008 Crisis and Stress Tests: The

      • without politics.

        Yes, everything is political. Politics is just the process by which we structure power. Banking regulations is part of that. Money is, after all, power.

        I think you're doing a "motte and bailey" where you try to use the US chamber of commerce and the basic notion of greed to distract from and get away from the political implications of a Trump presidency and how it's creating a sort of Gold Rush by Big Business to strike down as many laws as they can while there's a DOJ that is favor
    • by hdyoung ( 5182939 ) on Tuesday December 24, 2024 @11:59AM (#65036805)
      2. The incoming president is going around saying we should invade Panama and make Canada the 51st state. Yeah, it's funny and all, but the markets don't like uncertainty.

      *at this point, only far left-liberals and maga-hat wearers take trump seriously. Every day he announces something crazy that’s designed to trigger and exhaust people. Steve Bannon called it “flooding the zone with s&%t”. That’s a legit quote. The markets have discounted what Trump says by about 99% at this point. Nobody except maga-hat wearers think he’s gonna get anything done. The courts are not bowing to him, congressional republicans have already repeatedly told him to shove it, states with 75% of the population and most of the economy have hired entire buildings of lawyers to push back against him. And this is peak-Trump - it’s all downhill for him once he takes the oath of office, because nobody takes a lame duck seriously.

      3. The tariffs and billionaire tax cuts are going to spike inflation and the federal reserve will respond with interest rate hikes, all but guaranteeing a recession w/o a ton of efforts by the President to stop it. A president who in theory can't run again...

      *Yes, the republicans will get their tax cut. Whenever a GOP admin takes power, they pass a tax cut within 3 months, and then get virtually nothing done for the rest of the time. At this point, all it’ll do is move the inevitable debt reckoning a few months closer, but that shoe won’t drop until well after 2030 anyways.

      4. Crypto currency is being integrated into our banking system and economy in much the same way 2008's mortgage backed securities were...

      *No, it’s not. Trump is talking about it (see comment above about how seriously to take that) and a few investment companies have created crypto investment vehicles that are definitely going to end badly for investors.The US real estate market cap is over 50 trillion, and those are real actual assets with hard value. The crypto market cap is around 3.5 trillion, but only if you believe crypto-bro numbers like an innocent toddler and ignore the fact that it’s pure vapor fueled by criminality and inflated by wash trading. It’s a tiny asset class, and the serious bankers are keeping it at arm’s length because anyone holding it is eventually going to have a “firecracker going off in your hand” moment.


      Take a deep breath, pour yourself a drink, and relax.
  • Agree that banks can withdraw from stress-testing on agreement that they and their deposits are no longer insured, that they contractually agree to no bailouts or support in any future crisis, and that they agree that both the bank and all employees voluntarily waive any and all relief on taxes.

    In other words, you're exempt from rules in exchange for being exempt from what those rules ultimately back. Both sides of the coin or neither, you never get to have just one.

    • by ihavesaxwithcollies ( 10441708 ) on Tuesday December 24, 2024 @10:31AM (#65036667)
      While I mostly agree with the rugged individualism applied to big banks, the problem is the banks aren't the ones with the problem when they fail. The FDIC was invented because people lost their money when banks went under and there was little to no recourse to get it back. If there is no deposit insurance, it's the late 19th century all over again.

      We want to go forward, not backwards in time. The banks held the economy hostage in the mid to late 2000's to obtain bailouts. We want to avoid that situation again with bank stress tests and regulation.

      • The un-insured banks would in fact become investment banks rather than commercial banks. In other words they don't take 'deposits,' they sell investments, which might or might not retain their dollar value. There definitely has been some fooling around trying to confuse the issue lately though - fintech:

        https://www.cnbc.com/2024/07/0... [cnbc.com]

        • investment banks

          Ahhh...you mean a casino.

          I think you're going to have a hard time breaking up the banks as all the big US ones are both, commercial and investment. I have no idea how they obtain their capital, but I assume a hefty chunk is from the commercial side aka people's hard earned money.

          • Yeah, that's what the Glass-Steagall act was about. In theory, depositors can get all their money out no matter how badly the investment side tanks. But of course there is money to be made by allowing leakage in complex ways that maybe aren't illegal.

            https://en.wikipedia.org/wiki/... [wikipedia.org]

      • While I mostly agree with the rugged individualism applied to big banks, the problem is the banks aren't the ones with the problem when they fail. The FDIC was invented because people lost their money when banks went under and there was little to no recourse to get it back. If there is no deposit insurance, it's the late 19th century all over again.

        We want to go forward, not backwards in time. The banks held the economy hostage in the mid to late 2000's to obtain bailouts. We want to avoid that situation again with bank stress tests and regulation.

        You are absolutely right that we want to avoid another situation like the 2008 bailouts, and the FDIC was indeed a safeguard against the kind of financial chaos that bank failures caused in the 19th century. But let us not forget that even the FDIC was compromised by predatory capitalism. Remember the Keating Five scandal? Senator Dennis DeConcini and others allowed the Savings and Loan crisis to spiral because of corrupt influence, showing just how vulnerable even well-intentioned countermeasures like the

    • ithdraw from stress-testing on agreement that they and their deposits are no longer insured

      No, their deposits need to be insured because that is someone else's money. The banks themselves can go under.
      • by taustin ( 171655 )

        That is the current situation (banks do get taken over and sold to other banks, to the loss of their current owners, on a regular basis.

        This is, apparently, in need of reform.

    • Isn't it more profitable to donate a few tens of millions to political campaign funds, purchase favorable laws, party with client money, and then get taxpayer bailouts when they hit a losing streak?

      Privatized gains and socialized losses?

      That's the point of Bjg Government.

      The purpose of a thing is what it does. Words of protest don't really matter.

      • by smap77 ( 1022907 )

        That's certainly a model for corruption of "Big Government". Unless, of course, you are just self-defining the term.

        On the other hand, it's easier to spend a few tens of hundreds of dollars across many small governments to achieve the same effect. That's the point of Small Government, at least in this corruptibility experiment you're hypothesizing.

    • by taustin ( 171655 )

      Provided those agreements are signed under penalty of perjury on the part of the executive staff of the bank, and the lack of FDIC insurance is so obvious at every interaction that the customers cannot possibly not know it, and the perjury is vigorously prosecuted every. single. time when they come whining for a bailout anyway, sure.

      My calculator would drop into scientific notation to calculate the odds of any of that happening, and then round to zero.

  • The reason they didn't want they tests is they want to pick up more rush then that can handle. It will be 2008 all over again if they get rid of these and 2008 was the reason stress tests were instituted

  • by dskoll ( 99328 ) on Tuesday December 24, 2024 @10:45AM (#65036701) Homepage

    This is why so may US financial institutions failed in 2008 and no Canadian ones did.

    Our banking regulations actually have teeth.

    • This is why so may US financial institutions failed in 2008 and no Canadian ones did.

      Our banking regulations actually have teeth.

      Hear, hear. Canada’s resilience during the 2008 financial crisis—when no banks failed—is a testament to the power of sound regulation, conservative lending practices, and higher capital requirements. Unlike the fragmented and often lax oversight in the U.S., Canada’s centralized regulatory system enforced tighter safeguards, avoided risky mortgage-backed securities, and maintained a culture of risk aversion among financial institutions. This lawsuit by U.S. banks and their allies se

  • It’ll stop happening. Loper-Bright saw to that. Who really needs stable banks, anyways? Why should we spend any effort to figure out if our banks are dangerously undercapitalized and inherently unstable?

    The adults in the room know exactly how this is gonna play out. “No rules” means that the party rages until something breaks or catches on fire.
  • "How can we pass a test if you don't tell us exactly what the questions are first?" - US Banks

    Despite this stupidity, I am confident they will get their way anyway.

  • No surprise here... They see an opening with Trump to remove regulations, so they can take greater risks with OUR deposits. But don't worry, the FDIC protects our deposits. At least until DOGE 'deletes' it.
  • It's cheaper to lobby politicians to change the rules than to be resilient against a stress test.

  • "... restrictions on bank capital."

    "I done wanna save for a rainy day", declares US banks.

  • Why aren't they talking to the agency that regulates them and dealing with it normally? Does government really ignore all input from industry on stuff like banking stress tests?

    Or did they need to get outcry from the public too? Why would they think the public would care enough to matter (by bothering the government)?

    And they don't even get into details to explain much beyond the results seeming onerous and results being questionable to them (varying oddly). At first I thought they meant a performance/th

  • If they don't have enough assets to survive a stress test without major issues popping up, they should not be in the banking business simples

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